Securities - Offerings and Private Placements

Our Securities Group represents issuers, funds and institutional and individual investors in all aspects of their activities, including the private placement of equity and convertible debt securities, the drafting and negotiation of confidential private placement offering memorandum, subscription agreements, limited liability company operating agreements, management agreements, and partnership agreements.

We are committed to providing dedicated and focused legal representation that enables issuers, funds and institutional and individual investors to respond quickly to opportunities across a broad range of industry segments, and to compete effectively and efficiently for new opportunities in an increasingly competitive deal environment.

We have extensive experience representing our clients in a broad range of industry segments, including residential and commercial real estate, technology, healthcare, entertainment, film, social networking, intellectual property and publishing.Our group has been involved in many high profile offerings, including:

  • Representing issuer in $40 million private placement offering of equity securities in connection with the sale of membership interests in a real estate holdings and management company.
  • Representing investor in $5 million private placement offering of convertible debt securities in connection with the purchase of preferred stock.
  • Representing issuer in $10 million private placement offering of equity securities in connection with the purchase and develop residential properties in Greenwich, Connecticut.
  • Representing issuer in $5 million private placement offering of equity securities in connection with the sale of membership interests in a media company.
  • Representing real estate investment fund in $5 million private placement offering of equity securities in connection with the purchase of commercial properties in North Carolina and Texas.
  • Representing issuer in $4 million private placement of equity securities in connection with the purchase of commercial property in Greenwich, Connecticut.
  • Representing issuer in $25 million private placement of equity securities in connection with the sale of membership interests in a film production company.
  • Representing issuer in $1 million private placement of equity securities in connection with the sale of membership interests in a social networking company.

The diversity of our practice, including its depth and experience in key areas such as residential and commercial real estate, insurance, litigation, employment law, restructurings, work-outs, intellectual property, and environmental law, enables our team to offer clients in-depth coverage of due diligence issues in offerings, private placements, investments, restructurings, reorganizations or buyout transactions.

Connecticut Offices

One Atlantic Street
Stamford, CT 06901
(203) 358-0800
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35 Mason Street
Greenwich, CT 06830
(203) 622-4100
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Manhattan Office

The Graybar Building
420 Lexington Avenue
Suite 1430
New York , NY 10170
(212) 616-3094
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White Plains Office

50 Main Street
Suite 1000
White Plains, NY 10606
(914) 684-0090
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